Most First Light Capital offers are wholesale investment offers which means only Wholesale Investors can invest in them.
To qualify as a Wholesale Investor, you must meet the criteria set out in Schedule 1 of the Financial Markets Conduct Act 2013 (FMCA). There are several ways you can qualify as a Wholesale Investor including the following:
You are a large investor if you and your controlled entities as at the last day of each of the last 2 financial years have net assets or a total turnover exceeding $5,000,000
You are an investment business if your principal business is investing in, trading in, underwriting or providing financial advisor or broker services in relation to financial products. For example, banks, investment banks, brokers, manager of a registered managed investment scheme or licensed financial advisers and professionals who invest on behalf of other people.
Specified Financial Products includes:
Term deposits, Kiwisaver funds, cash surpluses residential property, standalone commercial property, are excluded.
Talk to us first if you think you qualify
To qualify as a certified Eligible Investor, you need to demonstrate your track record of investment experience. We take the following into consideration:
This includes other commercial and/or industrial property managed investment schemes or other types of syndicated investments
This includes how often you invest in Financial Products, your current portfolio of Financial Products, and whether you are able to assess the merits and risk of such Financial Products
This includes financial qualifications, experience working in the financial services industry and/or property industry, and whether you have taken any training courses relating to commercial property.
Term deposits, Kiwisaver funds, cash surpluses, residential property, standalone commercial property
Please refer to the Application Form attached to the Investment Statement for the offer which provide full details of the Eligible Investor and other Wholesale Investor criteria.
Eligible Investors will need to provide us with an Eligible Investor Certificate which certifies that you fit within the FMCA requirements for this exclusion. The content of this certificate is prescribed by the FMCA. The certificate must be signed-off by an advisor (lawyer, authorised financial advisor, or chartered accountant) who is independent of the offeror. Both certificates are available in the Application Form. Eligible Investor Certificates are valid for two years unless you have revoked this earlier.
All Wholesale Investors (including Eligible Investors) will need to provide us with a Safe Harbour Certificate in the name of the person who will make the investment. This is available in the Application Form. Safe Harbour Certificates are valid for two years unless you have revoked this earlier.
First Light Capital
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